Compliance Consultant for Insurance, DORA, and Internal Governance

Project overview

• Assignment Description: Consultant support to CCO
• Background and Purpose
• The client seeks an experienced compliance consultant to support the responsible Compliance Officer (CCO) in two county companies. The purpose of the assignment is to conduct and complete three specific reviews related to regulatory requirements according to, among others, the Swedish Insurance Business Act (FRL) and DORA (Digital Operational Resilience Act).
• Scope and Reviews
• Review 1: Outsourced Operations and Client Competence
• The focus is on reviewing outsourced operations and the competence and ability of client managers to follow up on third-party suppliers.
• The review has already begun. Remaining work is estimated at approximately 40–50 hours.
• Review 2: Suitability and Training
• The focus is on reviewing processes for Fit & Proper, suitability assessment, and background checks.
• Affected compliance areas include suitability and training, internal governance and decision-making, and distribution.
• The review is planned and is expected to take approximately 80 hours.
• Review 3: DORA – Continuity Management
• The focus is on reviewing continuity management and business continuity (Business Continuity Management) in accordance with the DORA regulation.
• The assignment also includes initiating reviews for 2027 in January 2027, as well as advice and support as needed.
• Consultant Profile and Qualifications

Requirements

• In-depth knowledge of the Swedish Insurance Business Act (FRL) and the financial regulatory framework,
• Documented experience in implementing or reviewing against DORA, specifically within ICT risk, third-party risk, and continuity management,
• Experience with Fit & Proper processes and internal governance within the insurance industry, and
• Ability to work independently and deliver clear, actionable review reports to the CCO.
• Schedule and Estimated Scope
• The total estimated time required for the three reviews is approximately 200–210 hours.
• The assignment will be performed both on-site at the client's premises and remotely.
• Schedule to be clarified: The assignment pertains to the fourth quarter of 2026, while the initiation of reviews for 2027 is stated to occur in January 2027.

Project details

Stockholm

Start Date: 2026-11-23

End Date: 2027-01-31

Scope: 100%

• Start: 2026-11-23
• Remote: onsite
• Location: Stockholm, Sweden, SE
• Languages: Swedish